Compliance Manager

Job Description Fund in Midtown, Manhattan is seeking a Compliance Manager for a full-time position! \n \n Responsibilities: \n \n \n Day-to-day administration of the compliance program under Rule 38a-1 and Rule 206(4)-7 \n Proficient in working with portfolio data to ensure proper pre-trade compliance (restricted list, adherence to investment guidelines as per the PPM, SMA terms) \n Manage all other compliance requirements such as quarterly attestations, personal employee trading \n Ensure all…