Senior Compliance Manager

Reporting to the AVP, Chief Compliance Officer, the Compliance Manager is a member of the Global Wealth and Asset Management (GWAM) U.S. Retail & Wealth Compliance Team. The role supports compliance oversight and advisory activities across U.S. Retail & Wealth businesses, products, distribution channels, legal entities, and strategic initiatives. The Senior Compliance Manager partners closely with business stakeholders and control functions to provide practical compliance guidance, identify and…