Compliance Manager - 12 mth FTC

INTERIM COMPLIANCE MANAGER - GLOBAL ASSET MANAGEMENT We have been mandated by an institutional asset management who are looking for an experienced Compliance generalist to work as an effective interim Deputy in their London Compliance team for a 12 mth contract. DUTIES & RESPONSIBILITIES OF AN INTERIM COMPLIANCE MANAGEMENT provide regulatory advice AND mentor junior team members Undertake monitoring and surveillance and assist with financial promotions reviews Maintain policies, review PA Deali…