Regulatory Compliance Consultant

This position is for a Regulatory Compliance Consultant within our Upfront Compliance Entity team. The role would entail Entity Upfront Compliance for the Linked Investment Service Provider (LISP) and its related retail products, as well as other Sygnia Business Units, in line with the Financial Intelligence Act regulations, related legislation and internal Sygnia policies. DUTIES AND DAILY RESPONSIBILITIES: Working in a LISP and institutional/corporate environment. Upfront compliance of all in…