Principal Analyst, Advertising Regulation

Independently conducts complex analyses of FINRA firms’ communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas of quality control, training and supervision. Essential Job Functions: Conducts routine and complex assessments and analyses, including spot-checks, of FINRA firms’ communications. Participates in and coordinates joint e…