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Investment Compliance Consultant

Northwestern Mutual

Milwaukee, Milwaukee County143.049 USD📅 8/6/2026

Descripción

About the Role: Supports the development and administration of all aspects of the regulatory compliance programs as assigned, including compliance policies and procedures, portfolio compliance, compliance training, testing and risk management, vendor due diligence and oversight, violations management, regulatory filings and reporting. Focused on compliance support of Northwestern Mutual’s registered investment adviser and private fund products. May also work in support of other department and t…
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